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19910924 1991-23ORDINANCE NO. 1991- 23 AN ORDINANCEAMENDING SECTIONS 17-1; 17-2 (h); 17-6(g); 17-10 (a) (b) and (f); 17-12 (a) and (b); and 17-13 OF ARTICLE 1, CHAPTER 17 OF THE CODE OF THE CITY OF FAIRFAX, VIRGINIA CONCERNING GRIEVANCE PROCEDURE, LEAVE AND OVERTIME, AND DELEGATION OF AUTHORITY BY THE CITY MANAGER. BE IT ORDAINED by the City Council of the City of Fairfax, Virginia, that Sections 17-1; 17-2 (h); 17-6 (g); 17-10 (a) (b) and (f); 17-12 (a) and (b); and 17-13 of Article I, Chapter 17 of the Code of the City of Fairfax, Virginia are hereby amended to read as follows: Sec. 17-1. Purpose of chapter. The purpose of this chapter is to provide for a system of personnel administration for the city based on merit principles such as equitable compensation policies, open competition for appointment and advancement, and equal employment opportunities. The personnel system is designed to ensure that career service employees shall be appointed, promoted, demoted, transferred, disciplined, rewarded and dismissed solely on the basis of merit and fitness and without regard to age, race, color, sex, religion, national origin or because of a physical disability handicap which will not interfere with the adequate performance of duties. Sec. 17-2. Definit______ions. City manager's personal staff. Professional and technical staff immediately responsible to the city manager and serving at his pleasure, including the ity ..... t~..t ~ ~ ~ assistant c manager~..~-~ ~--~- ~- ~ ..... ~--~ ~ ma~a~le~. , * 1991-23 Department Head. to as department head. The following shall be referred Assistant city manaqer Sec. 17-6. Personnel advisory board generally. (g) The personnel director manager shall coordinate all personnel advisory board hearings, shall be the custodian of all grievances reviewed by the personnel advisory board and shall maintain custody of all personnel advisory board records. Sec. 17-10. Employee compensation. (a) Pay plan. It shall be the responsibility of the personnel manager director to review the position classification plan periodically to ascertain whether it corresponds to existing conditions in the city service and to keep the class specifications current and realistic. It is the responsibility of all department heads to inform the personnel manager ~ of any changed conditions in their respective departments which may affect class specifications and/or the position classification plan. The personnel ~ manaqer shall prepare and recommend to the city manager a pay plan in accordance with an annual review me~e. The city manager shall then review and recommend a pay plan to the city council. The city council shall adopt a pay plan simultaneous with the adoption of the annual budget. The city manager may adjust the pay plan during the year as necessary by a reclassification or a title change in conjunction with the continual review of "~-~ .... ~ -2- 1991-23 class specifications and comparable salary information. The pay plan shall consist of two (2) basic parts as follows: (b) Normal entrance salary. New appointments shall normally be made at the first step of the appropriate pay grade. However, appointments may be made above the minimum rate based upon the difficulty in filling the position or exceptional qualifications of the new employee, subject to prior approval by the city manager or his designee. An annual report will be submitted to the city council in January which will include all appointments made above the minimum step during each quarter. (f) Overtime work. Employees that are subject to the overtime provisions of the Fair Labor Standards Act who perform necessary and/or assigned overtime work shall h .... ~A~~_~_~..~ _~ ~ ~ ..~ ~ ~ ~A_ ~ .... ~_~ .... ~ receive overtime pay as determined by the rules and regulations of the Fair Labor Standards Act~A~A~-~ ~.. ~A ~ .... ~-~-~ ~ Overtime pay shall be at the rate of one and one-half (1 1/2) times the regular rate of pay. Career employees must work necessary and/or assigned overtime work as directed by their supervisor. Flexible schedules and compensatory time may be granted to a work group with the city manager's approval providing all guidelines of the Fair Labor Standards Act are adhered to for non-exempt employees. -3- 1991-23 All overtime pay must be approved by the appropriate department head and shall normally be limited to employees in pay grade~ 19 and below. Department heads and the city manager's personal staff who are classified as exempt from the Fair Labor Standards Act shall not be eligible to receive overtime pay except with the prior approval of the city manager. Such employees who perform necessary work beyond their normal working schedule, may, however, receive compensating time off on a limited basis and at the discretion of the city manager. Employees in pay grade~ 20 and above, excluding department heads, may be eligible for additional compensation~ based upon their regular hourly rate~ for significant amounts of work hours in excess of their normal work schedule as set forth in administrative regulations. Sec. 17-12. Holidays and leave. (a) Holidays Employees in regular part-time positions working (10) hours or more each week shall ~ ten ~ .... ~A_ A~ ~A _~ ......... ' be paid for holidays in proportion to hours scheduled to be worked in the week in which a holiday falls. * * (b) Annual and Sick Leave * * (1) Annual leave. * * Except in cases of illness or emergencies, leave must be approved in advance. The -4- 1991-23 (2) minimum leave increment is one half (1/2) hour for employees covered under the Fair Labor Standards Act. Due to the hours of work in the fire and rescue services, individuals who work other than a forty-hour schedule will take leave on a prorated basis in accordance with administrative regulation 7-2 as may be amended from time to time. Each full-time employee can accrue up to three hundred (300) hours o__f annual leave. implemented in accordance administrative regulation 7-2. This will be with current Sick leave. Sick leave shall be accrued by full-time employees on a basis of four (4) hours for each two-week pay periodT~ T_~he minimum leave increment is one-half (1/2) hour for employees covered under the Fair Labor Standards Act. Part-time employees who work ten (10) hours or more each week shall~--~he ~ .... ~__ _~ ~A _~ ......... ~ sick ~~v,. v~ ~,,~ ~ ,,,~,,~; accrue leave on a proportionate basis in accordance with the number of hours worked. Those working fewer than ten (10) hours each week shall not be eligible for this benefit. ~e Sec. 17-13. Discipline and qrievances. (a) Coverage of personnel. Covered by the grievance procedure are all permanent non-probationary full and part-time employees in the career service of the city, including employees of constitutional officers -5- 1991-23 and the registrar, if such officers and the registrar have concurred in the use of this procedure. Excluded fro ............. Pursuant to the authority of section 15.1-7.2 C.2 of the Code of Virginia, 1950, as amended, the city fire marshal, city assessor, and fire inspectors/investiqators (assistant city fire marshals) are included within the coverage of this grievance procedure. Excluded from the procedure employees and the following: are probationary Appointees of elected groups or individuals. (2) Officials and employees who by charter or other law serve at the will or pleasure of an appointing authority. (3) Assistant city manager, deputies and executive assistants to the city manager. (4) Department heads. (5) Employees whose terms of employment are limited by law, (6) Temporary, limited term, and seasonal employees. (7) Law enforcement officers as defined in Chapter 10.1 (Section 2.1-116.1 et seq.) of Title 2.1 of the Code of Virginia, 1950, as amended, whose grievance is subject to the provisions of Chapter 10.1 and who have elected to proceed in accordance with the provisions of subsection (fl of Section 17-12.1 in -6- 1991-23 resolution of their qrievance. The city manaqer, or his desiqnee, shall determine the officers and employees excluded from the qrievance procedure, and shall maintain in the personnel office an up-to-date list of the excluded positions. (b) Disciplinary action. Disciplinary action may be taken as a result of unsatisfactory job performance or behavior. The following kinds of disciplinary measures may be imposed, depending upon the circumstances: Oral admonishment, official reprimand, suspension, demotion, transfer, reduction in pay or dismissal. (c) Authority to discipline. A supervisor has the responsibility for oral admonishment and official reprimands and for recommending other action. A department head may suspend an employee up to a maximum of ten (10) working days and must notify the office of personnel of the suspension. Suspension for a longer period, reduction in pay, dismissal, demotion and transfer request must be approved by the city manager. The city manager may delegate the authority to approve cti0 - ~- h discipli ary _ suc n a ns. ~ .............. (d) Notification. An employee shall be given written notice before any disciplinary action, other than oral admonishment or official reprimand, is executed, except that no written notice shall be required in cases where the employee's actions pose a threat to himself, other employees and/or destruction of city property. Disciplinary action, other than oral admonishment or official reprimand, which is the result of unsatisfactory behavior, may be effected immediately upon giving written notice of such disciplinary action to the employee, except that no written notice shall be -7- 1991-23 required in cases where the employee's actions pose a threat to himself, other employees and/or destruction of city property. Disciplinary action, other than oral admonishment or official reprimand, which is the result of unsatisfactory work performance will not be effected until a second written notice of such action is given the employee, except that no written notice shall be required in cases where the employee's actions pose a threat to himself, other employees and/or destruction of city property. No written notice shall be required prior to effecting an oral admonishment or official reprimand. The official personnel file of each employee shall be available for his inspection during normal working hours. Copies of written reprimands shall be submitted to the personnel department and shall be made a part of the employee's official personnel file. (e) Grievances. The city grievance procedure is designed to ensure that employees have an effective means by which their grievances may be fairly and objectively reviewed. The procedure provides a mechanism for employees to address grievances and should not be substituted for the chain of command. (1) Definition. A grievance is a complaint or dispute by an employee relating to his employment, including, but not necessarily limited to, (i) disciplinary actions involving dismissals, disciplinary demotions~ and suspensions, provided that dismissals shall be grievable whether resulting from formal discipline or unsatisfactory job performance; (ii) ............. ~-- the application -- ...... ~ ......... of personnel policies, procedures, rules~ and regulations, and the -8- 1991-23 application of policies involving matter~ referred to in (c) below; (iii) acts of ~ retali______~ation as the result of utilization of the grievance procedure or ~ participation in the grievance of another city employee; and (iv) complaints of discrimination on the basis of race, color, creed, sex, political affiliation, age, · .~..~~--~-~- disability, or national origins;and (v) acts of retaliation because the employee has complied with any law of the United States or of the Commonwealth, has reported any violation of such law to a governmental authority, or has sought any change in law before the Congress of the United States or the General Assembly. Complaints shall be nongrievable where they involve: (a) establishment and revision of wages or salaries, position classification or general benefits; '~' ~ ............ ~ ~-~ ....... ant ........ .... ....... ; (e work activity accepted by the employee as a condition of emplo~ent or work activity which may be reasonably expected to be part o~ the ~ob content; (~ ~) the contents of ordinances, statutes or established personnel policies, procedures, rules and regulations; (e ~) failure to promote except ~here the employee can show that established promotional policies or procedures were not followed or applied fairly; (~ ~) the methods, means and -9- 1991-23 (2) personnel by which such work activities are to be carried on; (~ ~) 6~sehe~3e termination, layoff~ demotion, or suspension from duties because of lack of work, reduction in work force, or job abolition, except where such action affects an employee who has been reinstated within the previous six (6) months as a result of the final determination of a grievance. In any grievance brought under the exception to item (~ ~), the action shall be upheld upon a showing by the city that: (1) there was valid business reason for the action~ and (2) the employee was notified of such reason in writing prior to the effective date of the action; (h ~) management rights as listed in section 17-13 . U~, ........ --~ ....... grievabilit¥ and Determination of a ~ ......... access to the procedure. Decisions regarding qrievabilit¥ and access to the procedure .................... ~ ....... c shall be made the city manager or his designee, at any time prior to the panel hearinq at the request of the grievant or the city, and the decision shall be made within ten (10) calendar days of receipt of a written request. ~ -~ ......... A copy of the ruling shall be -10- 1991-23 sent to the grievant and the head of the employing department. Decisions of the city manager or his designee may be appealed by the grievant to the Fairfax County Circuit Court _~ .... ~ ..... ~ _~ ~A ..... 6.. for a hearing ~ on the issue of grievability or access to this procedure. Proceedings for review of the decision of the city manager or his designee shall be instituted by the grievant filing a notice of appeal with the city manager within ten (10) calendar~days from ~ the date of receipt of the decision and giving a copy thereof to all other parties. Within ten (10) calendar days thereafter, the city manager or his designee shall transmit to the C_elerk of the Fairfax County Circuit Court: court a copy of the decision of the city manager, a copy of the notice of appeal and the e~y exhibits. A list of the evidence furnished to the court shall also be furnished to the grievant. Failure of the city manager or his designee to transmit the e record within the time allowed shall not prejudice the rights of the grievant. The court, on motion of the grievant, may issue a writ of certiorari requiring the city manager to transmit the record on or before a certain date. Within thirty (30) days of t-he receipt of such records by the clerk~ ~ ~ c~urt A~ ~ · ~, the court, sitting without a jury, -11- 1991-23 (3) shall hear the appeal on the record transmitted by the city manager or his designee and such additional evidence as may be necessary to resolve any controversy as to the correctness of the record. The court, in its discretion, may receive such other evidence as the ends of justice require. The court may affirm the decision of the city manager or his desiqnee or may reverse or modify the decision. The decision of the court ~- ~ --~ _A~ ..... ~_~A shall be rendered no later than the fifteenth day from the date of the conclusion of the hearinq. The decision of the Court is final and not appealable. Such determination of grievability shall be made -"~ ...... ~ ~ ~ prior to the hearing before the personnel board as hereinafter provided, m~..~ ~ ...... ~ Grievance procedure. Employee grievancesT e~, shall be processed as follows: a. Step one. A grievance must be raised within ~ twenty (20) calendar days after the event giving rise to the grievance, or within ~ twenty (20) calendar days following the time when the employee reasonably should have known of its occurrence. The grievant shall discuss the matter with his immediate -12- 1991-23 be Ce supervisor who shall attempt to adjust the matter and must respond orally to the grievant within three (3) work days. Step two. If the grievance is not settled by the immediate supervisor to the satisfaction of the grievant, he mey shall present his grievance in writing, through his immediate supervisors, to the appropriate department head within five (5) work days after the decision of the supervisor. The department head shall hear the e~ grievance in a face to face meeting within five (5) work days of receipt of the ~ grievance. At this stage, only the grievant, the appropriate department head and appropriate witnesses for both sides may be present. Witnesses shall be present only while actually providing testimony. The department head shall render his decision in writing within five (5) work days after this hearing. If the immediate supervisor is the department head, steps one and two shall be consolidated into a single step. Step three. If the grievant is not satisfied with the decision of the department head, he may file a written appeal to the city manager within seven (7) work days of the decision of the department head, who shall hear his ~ grievance in a face to face meeting within seven (7) work days of receipt of the written ~ grievance -13- 1991-23 do and render a decision within five (5) work days after the hearing. The city manager or his desiqnee .... ~ .... ~ ~-- shall hea and ~ ~ : - ~--~ decide step three grievances. ~ ~ ~ ~ ~__~, th~ --~ ..... ~ ~~ -- cmplcycc d~partmcnt -~ ~=-~-~-~--~-- thi ..................... At s stage, the grievant may have present a representative of his choice. If the grievant is represented by legal counsel, the city manager may elect to ~ ~z attcrncy prcz~nt be represented by legal counsel. Step four. If the grievant is not satisfied with the decision of the city manager or his desiqnee, he may file a written appeal~ to the personnel advisory board within ten (10) calendar days of notification by the city manager of his decision. The written appeal to the personnel advisory board shall be filed with the city manager. If there has been no determination of grievability during the management steps of the grievance, the city manager shall make a determination whether or not the grievance qualifies for a personnel advisory board hearing within ten (10) calendar we~ days of the receipt of the appeal. The city manager's determination -14- 1991-23 eo shall be based on whether or not the matter is grievable. In the event the city manager does not qualify a grievance for a hearing and that it is his determination that the matter is not grievable, the grievant may appeal that decision to the Fairfax County Ceircuit ~eourt for determination of grievability as provided in section 17-13 (e) (2), Dctcr~r~.ination of ~ricvanca. If the city manager qualifies the grievance for a personnel advisory board hearing, then he shall forward the grievance to the personnel advisory board within ten (10) ~ calendar days of the receipt of the written appeal to the personnel advisory board. The personnel advisory board shall hear the e~ grievance within ten (10) caleDdar ~ days of the receipt of the notice of qualification. If the issue of grievability has already been determined by the city manager or the circuit court during the management steps, the city manager shall forward the grievance to the personnel advisory board for a hearing within ten (10) calendar days of receipt of said appeal. Step five. The hearing before the personnel advisory board shall be conducted in accordance with the rules of conduct and procedure for such hearings as promulgated by the city manager by administrative regulation in accordanc~ -15- 1991-23 with state law the city may ~ ~ = by ~- Both the grievant and call upon appropriate witnesses and be represented by legal counsel or other representatives at the panel hearing. Such representatives may examine, cross-examine, question and present evidence on behalf of the grievant or respondent before the Board. The board shall hear the appeal grievance within ~ thirty (30) work days after receipte of the written appeal and submit its decision to the city manager, and mail a copy thereof to the grievant or his representative within ten (10) work days of the date the hearing is closed. If, for just cause ePae-~e ............ ~ ~ -- -' the board cannot schedule the hearing within~thirty (30) work days, the grievant will be informed in writing of the reason for the delay and when ~ .......... ~ the hearing will ~ ......... ~ ~ ~ be scheduled. The city manaqer or his designe~ may require a clear written explanation of the basis for just cause extensions. If the board decides that a disciplinary action resulting in a loss of pay was unjust, the employee shall be reimbursed for lost pay to the extent determined by the board. The decision of the board shall be final and binding and shall be consistent with provisions of law and written policies. -16- 1991-23 ...... tz ...... u~ ~h~ll Implamcnt any rcmcdy tu ~A _..~__~ ~-~ it ~ ..... ~-t--t "~ th~ question of whether the relief granted by the board is consistent with written policy shall be determined by the city manager or his designee, unless such person has a direct personal involvement with the event or events giving rise to the grievance, in which case the decision shall be made by the Fairfa× Commonwealth's Attorney. Either party may petition the circuit court for an order requiring implementation of the panel decision. (4) Form of grievance. Except for step one, all stages of the grievance shall be in writing on forms supplied by the city. Once the employee has reduced his grievance to writing, he must specify on the appropriate form the specific relief he expects to obtain through the use of the grievance procedure. (5) Extension ~ of time limitations. By agreement of the parties, any or all of the time limitations established in this grievance procedure may be extended. (f) Compliance with grievance procedure. After the initial filing of a written grievance, t~he failure of either party to comply with all substantial procedural requirements of the grievance procedure, including the board hearing, without just cause shall ~ result in a decision in favor of the other party on any grievable issue, provided that the party not in compliance fails -17- 1991-23 to correct the noncompliance within five (5) work days of receipt of written notification by the other party of the compliance violation ~ .... f~l~ to compl~. Written n_Notification by the grievant shall be made to the city manager or his designee. F~I~ of ~th~ party ..... ~z ~ substantial ...... Mu- ~ · The ~ ................. c manaqer or his des nee shall ......... whether the parties have complied with all substantial procedural requirements of the grievance procedure. If the ~ ........... ff .... city manager is a party to the procedure, then he shall appoint the assistant city manaqer or another department head to make compliance '-'~&~ ---- --~--~& --~ ..... I Complia det rmination ade ........ ~ ...... mm .... rice e s m by the city manager or his designee are subject to judicial review by filinq petition with the circuit court within thirty days of the compliancn ~etermination. (g) Management rights. Nothing in this section shall circumscribe or modify the existing management right of the city to (i) direct the work of its employees as well as establish and revise wages, salaries, position classifications and general employee benefits; (ii) hire, promote, transfer, assign and retain employees with the city; (iii) maintain the efficiency of governmental operations; and (iv) relieve employees from the duties of the city in emergencies; and (v) determine the methods, means and personnel by which operations are to be carried on. -18- 1991-23 (h) Reconsideration of decisions. (1) personnel (2) advisory board If a written request to reconsider the personnel advisory board's decision is submitted by either party within five (5) work days of receipt of the decision, the board, by majority vote, may elect to review its decision and/or reopen the hearing for good cause shown. Either party may request the personnel advisory board to reconsider a panel decision on the grounds that it is inconsistent with law and written policy within five (5) work days of the decision. The panel may reconsider its decision in light of the law and written policy, if it so desires. BE IT FURTHER ORDAINED that subsections of the sections hereby continue to read as previously enacted. the remaining amended shall This ordinance shall become effective as provided by law. INTRODUCED : PUBLIC HEARING : ADOPTED : September lO~ 1991 September 24~ 1991 September 24, 199l ATTEST: ~Mayo~ City Clerk -19-